Case details
Citation
176 U.S. 398
Full caption
ROLLER v. HOLLY.
Country
United States
Jurisdiction
Federal
Court
Supreme Court of the United States
Decided
Feb. 26, 1900
ROLLER v. HOLLY.
ERROR TO THE COURT OF CIVIL APPEALS FOR THE FOURTH
SUPREME JUDICIAL DISTRICT OF TEXAS.
No. 104. Submitted January 18,1900. — Decided February 26,1900.
A state statute authorizing service of process by publication or
upon absent and non-resident defendants, has no application to SU1 personam; but is a sufficient authority for the institution of suits where, under recognized principles of law, such suits may be ms against non-resident defendants. brought Where a statute specifies certain classes of cases which may e1
against non-residents, such specification operates as a restnc io
Statement of the Cáse.
limitation upon the power of the court; but where the power is a general one it is, as respects suits in rem, subject to no limitation. Where service of process was made upon a defendant residing in Virginia,
requiring him to appear and answer a suit in Texas within five days, it is held that such notice was not a reasonable one, was not “ due process of law’’within the Fourteenth Amendment to the Constitution of the United States, and that a judgment obtained upon such notice was not binding upon the defendant.
This was an action instituted July 14, 1894, by the plaintiff Roller in the District Court of Limestone County, Texas, to recover a judgment against Stephen Holly and William Holly upon five promissory notes for $228 each, dated January 1, 1890, payable to plaintiff, for the purchase price of a tract of one hundred and fourteen acres of land in that county, sold by him to them, and also to foreclose a vendor’s lien upon the land to the amount of such notes.
To this action Joseph Peoples, H. W. Williams and W. T. Jackson were also made parties defendant under an allegation that they were asserting an interest in the land; and a foreclosure of the vendor’s lien was sought as against them. The defendants were all duly cited; the Hollys failed to answer, fit the defendants Peoples, Williams and Jackson filed an amended answer at the January term, 1895, of the court, in which they alleged that the plaintiff Roller bought the land inquestion from John W. and Cora E. Jordan in January, 1887, and gave in part payment therefor his note for $216.17, due ovember 1, 1890, in which note as well as in the deed made o im a vendor’s lien was retained; that before the maturity 0 t is note the firm of McClintic & Proctor had become its owners, and on December 24,1890, began in the District Court °f Jmest°ne County a suit against the plaintiff for a foreclosure b ’ Ve^or,s hen uPon the land ; that, “ after due service eing ad, ’ McClintic & Proctor on January 9, 1891, recovered a ju gment against the plaintiff for $276.65, with interest and
li°S $ th SU^’ an^ an order tor th® foreclosure of the vendor’s thUl, an order sal° was issued, and on March 3, 1891, and h^ ^aS S°^ sheriff °t Limestone County for $300, sher'ff Ufh defendant Williams, who paid the amount to the
’ ough the defendant Jackson was interested with him p. 400in the purchase, and on May 4, 1891, the two sold the land to their codefendant Peoples.
Prayer: That in the event plaintiff recovered the land as against the defendants Williams, Jackson and Peoples, they recover of plaintiff the $300 paid for the land, and that the same be decreed a lien thereon.
To this amended answer plaintiff filed a first supplemental petition, consisting of demurrer, exceptions and answer, containing —
First. A general denial.
Second. That at the time of the institution of the suit of McClintic & Proctor against him, plaintiff was a citizen of the State of Virginia, and resided in the county of Rockingham, in said State.
That in January, 1890, he sold and conveyed the land in controversy to Stephen and William Holly by written instrument signed by him, and took the notes sued on as purchase price of the land.
That he put his said vendees in possession of the land, and that they were in possession of the land at the time of the institution of the McClintic & Proctor suit and had been in possession since the sale to them, and that neither they nor the Jordans were made parties to that suit.
That the McClintic & Proctor judgment was void as to plaintiff, because the District Court of Limestone County, Texas, never acquired jurisdiction over him nor the property in question.
That the judgment was not obtained nor was the sale of the land made and obtained by due process of law, but was in contravention of the Fourteenth Amendment to the Constitution of the United States.
That service of process on him in the McClintic & Proctor suit was obtained without the jurisdictional limits of the Sta e of Texas, to wit, in the county of Rockingham and State o Virginia.
That no writ of attachment or other writ was levied on e land.
Third. That the proceedings in the McClintic & I*1,00 or p. 401suit prior to the judgment and the allegations in the petition were ineffectual to confer jurisdiction on the District Court of Limestone County over either the person of plaintiff or the land.
Fourth. That the time given him in which to answer the suit of McClintic & Proctor before the actual rendition of their judgment was not reasonable notice, nor such due and orderly proceedings, under the facts and circumstances as disclosed by the record thereon, as the law requires.
Fifth. That the lien attempted to be enforced in the McClintic & Proctor suit was an equitable lien, created by operation of law, and there has been no legislation in Texas authorizing such suit.
Upon an agreed statement of facts, substantially as above, judgment was rendered by default in favor of plaintiff against the Hollys for $1722.66, but the court refused to enforce the vendor’s lien against the land, and gave judgment against plaintiff and in favor of Williams, Jackson and Peoples for costs. Plaintiff appealed to the Court of Civil Appeals, which affirmed the decree of the District Court. 13 Tex. Civ. App. 636. Plaintiff thereupon applied to the Supreme Court of the State for a writ of error, which that court refused-; whereupon he sued a writ of error from this court.
JUr. IF. A Laidley and Mr. John E. Roller for plaintiff in error.
JTr. IF. T. Jackson^ Mr. H. TF. Williams and Mr. J. Peeples for defendants in error. *
Mr . Justic e Brown , after stating the case, delivered the opinion of the court.
Briefly stated, the case is this: Holler, the plaintiff, who was a resident of Virginia, bought this land in January, 1887, a no^e in part payment for $216.17, which passed into e ands of McClintic & Proctor, who brought suit thereon or a personal judgment against the plaintiff, and for the fore-
VOL. CLXXVI—26
closure of a vendor’s lien upon the land ; served plaintiff with notice of the suit in Virginia, December 30, 1890, to appear in Texas January 5, 1891, and took judgment against him by default January 9, 1891, for $276.65, and for a foreclosure of the lien. Upon a sale in pursuance of this foreclosure, March 3, 1891, the land was struck off to Williams and Jackson, and by them sold to Peoples.
Meantime, however, and on January 1, 1890, a year before the McClintic & Proctor suit was begun, plaintiff sold the land to the Hollys, who went into possession, and took from them five notes of $228 each, and also reserved a vendor’s lien, which he sought to foreclose in this suit. Williams, Jackson and Peoples, who purchased the land under the sheriff’s sale in the McClintic & Proctor suit, were made parties defendant, and now aver that the plaintiff’s title passed to them, which plaintiff denies upon the ground that no process was served upon him within the State of Texas, or within a reasonable time before he was required to appear and answer.
The question in dispute, then, is whether a notice served upon the plaintiff in Rockingham County, Virginia, December 30, 1890, to appear in Limestone County, Texas, on January 5,1891, to answer the foreclosure suit is due process of law within the meaning of the Fourteenth Amendment? The Hollys, who bought this land and went into possession a year before the McClintic & Proctor suit was begun, were not made parties to that suit, probably because the deed from the plaintiff to them was not on record in Limestone County at the time of the institution of the suit, and their rights are not involved here. It is conceded that the McClintic & Proctor judgment is invalid as a personal judgment against the plaintiff under the case of Pennoyer v. A7^, 95 U. S. 714, 723, an other cases in Texas of the same import.
1. The position of the plaintiff that, as there was no statute in Texas authorizing a suit against a non-resident to enforce an equitable lien for purchase money, and as there had been no seizure in rem of the lands, nor any notice to Rollei s vendees, the Hollys, who were in possession, the jurisdiction of the Texas courts could not attach, and the whole procee ing was void, is unsound.
In the case of Hart v. Sansom, 110 U. S. 151, relied upon in support of this contention, an action of ejectment was brought against several defendants, who set up in defence a judgment against the plaintiff as one having some pretended claim or title to the lands, and other defendants holding recorded deeds thereof, which were averred to be fraudulent and void. Plaintiffs in that suit averred that these pretended deeds and claims cast a cloud upon their title; and that one of the defendants had ejected them from the lands and withheld possession from the plaintiffs. Due service was made on the other defendants, and a citation to Hart, who was a citizen of another State, was published as directed by the local statutes. All the defendants were defaulted, and upon a writ of inquiry the jury found that Hart claimed the land, but had no title by record or otherwise, and returned a verdict for the plaintiffs upon which judgment was entered for a recovery of the land, the cancellation of the deeds and the removal of the cloud upon the title. It was held that this judgment was no bar to an action by Hart in the Circuit Court of the United States, to recover the land against Sansom, who held under a lease from the plaintiffs in the former suit. We held that none of that judgment was applicable to Hart, since that part which was for recovery of possession could not apply to him, as he was not in possession; and that part which was for the cancellation of the deeds set up in the petition, was a decree m personam merely, and could only be supported against a non-resident of the State by actual service upon him within t e jurisdiction of the State, and that constructive service by publication was not sufficient. Neither of the plaintiffs, however, was in possession of the land or claimed a lien thereon.
n Arndt v. Griggs, 134 U. S. 316, it was held directly that a Prov^e statute that the title to real estate ln its limits shall be settled and determined by a suit in P ic a non-resident defendant is brought into court by pub^cation. It appeared in that case that a suit had.been begun of tb^^^ alleging that he was the owner and in possession a e and in controversy, by virtue of certain tax deeds, gainst defendants claiming to have some title or interest in p. 404the lands by patent from the United States, which title, as was alleged, was divested by the tax deeds, and was unjust, inequitable and a cloud upon plaintiff’s title, and that the suit was brought for the purpose of quieting such title. The defendants were brought in by publication, and a decree entered in favor of plaintiff quieting his title. The question was whether that decree was a bar to an action in ejectment between the grantees of the respective parties to the proceedings to quiet title. In other words, as put by the court: “ Has a State the power to provide by statute that the title to real estate within its limits shall be settled and determined by a suit in which the defendant, being a non-resident, is brought into court only by publication ? ” The question was answered in the affirmative. In delivering the opinion of the court Mr. Justice Brewer observed : “ The question is not what a court of equity, by virtue of its general powers and in the absence of a statute, might do, but it is, what jurisdiction has a State over titles to real estate within its limits, and what jurisdiction may it give by statute to its own courts, to determine the validity and extent of the claims of non-residents to such real estate? If a State has no power to bring a non-resident into its courts for any purpose by publication, it is impotent to perfect the titles of real estate within its limits held by its own citizens; and a cloud cast upon such title by a claim of a non-resident will remain for all time a cloud, unless such non-resident shall voluntarily come into its courts for the purpose of having it adjudicated. But no such imperfections attend the sovereignty of the State. It has control over property within its limits; and the condition of ownership of real estate therein, whether the owner be stranger or citizen, is subjection to its rules concerning the holding, the transfer, liability to obligations, private or public, and the modes of establishing titles thereto. It cannot bring the per son of a non-resident within its limits — its process goes not out beyond its borders — but it may determine the extent o his title to real estate within its limits; and for the purpose of such determination may provide any reasonable met o of imparting notice. . . . Mortgage liens, mechanics hens, p. 405material-men’s liens and other liens are foreclosed against non-resident defendants upon service by publication only. Lands of non-resident defendants are attached and sold to pay their debts ; and indeed, almost any kind of action may be instifcted and maintained against non-residents to the extent of any interest in property they may have in Kansas, and the jurisdiction to hear and determine in this kind of cases may be obtained wholly and entirely by publication.”
This case is readily distinguishable from that of Hart v. Sansom in the important fact that the plaintiffs in the judgment set up as a defence in that case were out of possession while the defendants were in possession, and the action was really in ejectment with a somewhat superfluous prayer for the cancellation of all the deeds under which the defendants claimed title. In Arndt v. Griggs the plaintiffs were in possession, under tax deeds it is true, but having a prima facie valid title which they sought to vindicate against the former owners.
The substance of these cases is that if the plaintiff be in possession, or have a lien upon land within a certain State, he may institute proceedings against non-residents to foreclose such lien or to remove a cloud from his title to the land, and may call them in by personal service outside of the jurisdiction of the court, or by publication, if this method be sanctioned by the local law.
In suits for the foreclosure of a mortgage or other lien upon such property, no preliminary seizure is necessary to give the court jurisdiction. The cases in which it has been held that a seizure or its equivalent, an attachment or execution upon the property, is necessary to give jurisdiction are those where a general creditor seeks to establish and foreclose a lien thereby acquired. Of this class Cooper v. Reynolds, 10 Wall. 308, is e most prominent example. In that case a plaintiff in an for false imprisonment had attached the property ® eynolds in certain lands, which were sold upon execu-
Looper, who was put in possession by the sheriff, eynolds, the original owner, brought ejectment against lm, an^ was held by this court that Reynolds’ title to
the land had been divested by the attachment proceedings, upon the ground that, in this class of cases, the levy of the attachment gave the court jurisdiction. But the object of such attachment is merely to give a lien upon the property which the courts may enforce; and if a lien already exists whether by mortgage, statute or contract, the court may proceed to enforce the same precisely as though the property had been seized upon attachment or execution.
It is true there is no statute of Texas specially authorizing a suit against a non-resident to enforce an equitable lien for purchase money, but article 1230 of the Code of Texas, hereinafter cited, contains a general provision for the institution of suits against absent and non-resident defendants, and lays down a method of procedure applicable to all such cases. Obviously this article has no application to suits tn personam, as was held by the Supreme Court of Texas in York v. State, 73 Texas, 651; Kimmarle v. Houston & Texas Central Railway, 76 Texas, 686; Maddox v. Craig, 80 Texas, 600; and by this court in Pennoyer n . Neff, U. S. 714, 723. The article must then be restricted to actions in rem ; but to what class of actions, since none is mentioned specially in the article? We are bound to give it some effect. We cannot treat it as wholly nugatory, and as it is impossible to say that it contemplates a procedure in one class of cases and not in another, we think the only reasonable construction is to hold that it applies to all cases where, under recognized principles of law, suits may be instituted against non-residen defendants. In the case of Hollingsworth v. Barbour, 4 Pek 466, relied upon by the plaintiff, a statute of Kentucky authorized suits in chancery against non-residents “ where any person or persons, their heirs or assigns, claim land as locator, or by bond or instrument in writing;” and as the plaintiff in t e case did not claim as locator, it was held that the court acte without authority, and that the decree was void for want o^ jurisdiction. Where the statute specifies certain classes o cases which may be brought against non-residents, such speci fication doubtless operates as a restriction and limitation upo the power of the court; but where, as in article 1230 of t e
Texas Code, the power is a general one, we know of no principle upon which we can say that it applies to one class of cases and not to another. Unless we are to hold it to be wholly inoperative, it would seem that suits to foreclose mortgages or other liens were obviously within its contemplation. In any event, this was the construction given to it by the Court of Civil Appeals, and apparently by the Supreme Court of the State, and is obligatory upon this court as a construction of a state statute. Battle v. Carter^ 44 Texas, 485; Oswald n . Kaufmann^ 28 Fed. Rep. 36, a Texas case; Martin v. Pond, 30 Fed. Rep. 15.
2. We are therefore remitted to the principal question in dispute between these parties, namely, the sufficiency of the notice given to the plaintiff of the McClintic & Proctor suit. In this connection our attention is called to certain articles of the Texas Code, the first one of which, Art. 1228, Sayles’ Texas Civil Statutes, provides generally for the service of process by giving five days’ notice, exclusive of the day of service and of the return day. In addition to this there are the following sections:
Art. 1230. “Where the defendant is absent from the State, or is a non-resident of the State, the clerk shall, upon the application of any party to the suit, his agent or attorney, address a notice to the defendant requiring him to appear and answer the plaintiff’s petition at the time and place of holding of the court, naming such time and place. Its style shall be The State of Texas,’ and it shall give the date of the filing of the petition, the file number of the suit, the names of all the parties, and the nature of the plaintiff’s demand, and shall state t at a copy of the plaintiff’s petition accompanies the notice, t shall be dated and signed and attested by the clerk, with the seal of the court impressed thereon ; and the date of its issuance s all be noted thereon; a certified copy of the plaintiff’s petition shall accompany the notice. ”
Art. 1234. “ Where a defendant has been served with such notice he shall be required to appear and answer in the same manner, and under the same penalties as if he had been persona ly served with a citation within this State.”
Art. 1280. “. . . The fifth day of each term of the district court and the third day of each term of the county court are termed appearance days.”
Art. 1281. “ It shall be the duty of the court on appearance day of each term, or as soon thereafter as may be practicable, to call in their order all cases on the docket which are returnable in such term.”
Art. 1340. “ Judgments for the foreclosure of mortgages and other liens shall be, that the plaintiff recover his. debt, damages and costs, with a foreclosure of the plaintiff’s lien on the property subject thereto, and (except in judgments against executors, administrators and guardians) that an order of sale shall issue to the sheriff or any constable of the county where such property may be, directing him to seize and sell the same as under execution, in satisfaction of the judgment; and if the property cannot be found, or if the proceeds of such sale be insufficient to satisfy the judgment, then to make the money, or any balance thereof remaining unpaid, out of any other property of the defendant, as in case of ordinary executions.
From these requirements it appears that the time for service of process in the courts of Texas was five days, exclusive of the day of service and return, and that there is no distinction in this particular between defendants living in the town where the court is sitting and defendants living in other States, or even in a foreign country. In short, for aught that appears here, parties may be called from the uttermost parts of the earth to come to Texas and defend suits against them within five days from the day the notice is served upon them. In the case under consideration it is admitted that the defendant was served with notice on December 30, 1890, at Harrisonburg, Rockingham County, Virginia, to appear on January 5, 1891, at Groesbeck, Limestone County, Texas; that it would have required four days of constant travelling to reach Groesbec , giving the plaintiff but one day, and that a Sunday, to make preparations to comply with the exigencies of the notice. This estimate, too, makes no allowance for accidental delays in transit. It is true that, by articles 1280 and 1281, the case could not have been called for trial or default until the fifth ay p. 409of the term, January 9, and that Roller’s default was not actually taken and judgment entered until that day. But, as a citizen of Virginia, he was not bound to know the practice of the Texas courts in that particular, and wras at liberty, even if he were not compelled, to construe the notice as it read upon its face. Very probably, too, the court which rendered the judgment would have set the same aside, and permitted him to come in and defend ; but that would be a matter of discretion — a contingency he was not bound to contemplate. The right of a citizen to due process of law must rest upon a basis more substantial than favor or discretion.
That a man is entitled to some notice before he can be deprived of his liberty or property, is an axiom of the law to which no citation of authority would give additional weight; but upon the question of the length of such notice there is a singular dearth of judicial decision. It is manifest that the requirement of notice would be of no value whatever, unless such notice were reasonable and adequate for the purpose. Davidson v. New Orleans, 96 U. S. 97; Nagar v. Reclamation District, 111 U. S. 701-712. What shall be deemed a reasonable notice admits of considerable doubt. In the case of a witness subpoena the command of the writ is that the party served shall lay aside all his business and excuses, and make his way to the court with the utmost dispatch, or at least present himself upon the return day of the writ. An ordinary summons, however, to answer the suit of a private individual contemplates that the party served may have other business of equal or greater importance engaging his attention, or may require ^nne for the retainer of counsel and the preparation of his
In 2 Chitty’s General Practice, 175, it is said in reference to summary proceedings before justices of the peace: “ The time appointed must always allow sufficient opportunity between the service of the summons and the time of appearance, to enable e party to prepare his defence and for his journey ; and the jus ice should in this respect take care to avoid any supposition of ^urry, or he may incur the censure of the Court mg s Bench, if not be subject to a criminal information. p. 410The precise time will generally depend on distance, and the other circumstances of each particular case. With analogy to other branches of the law, a man should not be required, omissis omnibus aliis negotiis, instantly to answer a charge of a supposed offence necessarily less than an indictable misdemeanor, on the same or even the next day, and should be allowed not only ample time to obtain legal advice and assistance, but also to collect his evidence; and even the convenience of witnesses should be considered; and therefore, in general, several days should intervene between the time of summons and hearing. In the superior courts, in general, at least eight days’ notice of inquiry and of trial are essential for the preparation of the defence.” In vol. 2, page 144, it is said that the ancient practice was that a person residing at a considerable distance from a metropolis should be allowed more time for performing the act than a person within, or near, the metropolis, but that there is now no distinction between an arrest on process in London or Yorkshire, and in each case the defendant must appear or put in bail within eight days after the date of service or arrest. This, considering the small area of the kingdom, and the rapid means of transportation, seems just and reasonable.
While, as before stated, there is but little in the way of judicial authority upon the question, in the statutes of the several States regulating proceedings against absent and non-resident defendants, there is a consensus of opinion, which is entitled to great weight in passing upon the question of the reasonableness of such notice.
In the act of Congress providing for the •enforcement of liens upon property as against non-residents, Rev. Stat. § 738, t e court is required to make an order fixing a day certain, w w shall be served on the absent defendant wherever found, or, i personal service be impracticable, such order shall be pubhs e once a week for six consecutive weeks, with a proviso t a, there be no personal service, he shall have one year after na judgment to enter his appearance, and set aside the judgme The same proviso allowing the court to fix the time of aPPeae anee is found in the statutes of Massachusetts, New Hamps n , Pennsylvania, Alabama, Maryland and Virginia.
By the sixth rule of this court, a party moving to dismiss must give a notice of at least three weeks, and where counsel to be notified reside west of the Rocky Mountains, a notice of at least thirty days.
By the Code of Civil Procedure of New York, sec. 440, the judge is required to make an order for publication once a week for six successive weeks, and in addition thereto the plaintiff, on or before the day of the first publication, is bound to mail a copy of the summons, complaint and order for appearance to the non-resident defendant. By sec. 2525, citations from Surrogate’s Courts must be served on non-residents at least thirty days before the return day.
By the General Statutes of Vermont, (1894) §§1641, 1643, non-resident defendants (served out of the State) are entitled to at least twenty days’ notice before the time when they are required to appear.
By the practice in Michigan, the court orders the absent or non-resident defendant to appear in not less than three months, if he be a resident of the State, absent or concealed, and if a resident of some other of the United States or of the British provinces, in not less than four months; and if a resident of any foreign State, in not less than five months from the date of making the order; and if the order be not published for six successive weeks, defendant shall be personally served at least twenty days before the time prescribed for his appearance. 2 Howell’s Statutes, §§ 6670, 6671 and 6672.
By the Revised Statutes of Illinois, (1899) chapter 22, § 14, there must be either publication or a personal service upon the non-resident defendant, “ not less than thirty days previous to t e commencement of the term at which such defendant is required to appear.”
^eneral Statutes of New Jersey, (1895) Vol. 1, page
5, the chancellor may order the non-resident defendant to appear not less than one nor more than three months from the ate of the order; “ of which order such notice as the chancellor s a by rule direct shall, within ten days thereafter, be served personally on such defendant,” or be published for four weeks, is gives the defendant at least twenty days’ personal notice.
By the General Statutes of Arkansas, (1894) §§ 5677, 5678, a non-resident defendant is entitled to a copy of the complaint and the summons warning him to appear and answer “ within sixty days after the same shall have been served on him.”
By the Code of Georgia, (1895) § 4979, the party obtaining an order for the appearance of a non-resident defendant shall file in the office of the clerk, at least thirty days before the term next after the order for publication, a copy of the newspaper in which said notice is published, which the clerk is required to at once mail to the party named in the order; and, by sec. 4980, the judge is required to determine whether the service has been properly perfected.
By the Revised Statutes of Florida, (1892) § 1413, the clerk must publish the order for the appearance of a non-resident defendant once a week for four consecutive weeks, and also, within twenty days after the making of the order, mail a copy to the defendant, if his residence be shown by the bill or affidavit.
By the Code of Montana, (1895) § 638, publication must be made for four successive weeks, and, where the residence of the defendant is known, the clerk must forthwith deposit a copy of the summons and complaint in the post office, directed to the person to be served at his place of residence. A similar practice also obtains in California.
By the General Statutes of Mississippi, (1892) sec. 3423, publication may be dispensed with, if the summons be served upon the absent party at least ten days before the. return day. This is the shortest length of notice to be found in any of the statutes.
By the Code of Oregon, (1892) sec. 57, in case of publication, which must be not less than once a week for six weeks, t ie court or judge shall also direct a copy of the summons an complaint to be forthwith deposited in the post office, addresse to the defendant, if his place of residence be known ; and in case of personal service out of the State, the summons s a specify the time prescribed in the order for publication.
It may be said in general, with reference to these statu es, that in cases of publication notice is required to be given a p. 413least once a week for from four to eight weeks, and in case of personal service out of the State, no notice for less than twenty days between the service and return day is contemplated in any of the States except Mississippi, where a personal notice of ten days seems to be sufficient. While, of course, these statutes are not obligatory here, they are entitled to consideration as expressive of the general sentiment of legislative bodies upon the question of reasonableness of notice.
Without undertaking to determine what is a reasonable notice to non-residents, we are of opinion, under the circumstances of this case, and considering the distance between the place of service and the place of return, that five days was not a reasonable notice, or due process of law ; that the judgment obtained upon such notice was not binding upon the defendant Roller, and constitutes no bar to the prosecution of this action.
The judgment of the Court of Civil Appeals, affirming the judgment of the District Court of Limestone County, must therefore he reversed, with instructions to remand the case to that court for further proceedings not inconsistent with this opinion.
The Chief Just ice and Mb . Just ice Brew ek dissented.
MOSS v. DOWMAN.
app eal from the circuit court of appeals for the eigh th
CIRCUIT.
• 141. Argued and submitted January 31, February 1, 1900. — Decided February 26,1900.
ecisions of the land department in contest cases on questions of fact are conclusive. 190^ uPon the public land in controversy, then unoccupied, on the 18 1 CPtember’ 1890, built a cabin and continued to live there. November afte flO’ a t°rmal homestead entry in the local land office, and $ er five years of continued occupancy and proof of the same he received la^d oue Doran made a homestead entry of the same
wit out occupying it, which he subsequently relinquished, Moss pay-
ing him $1000 therefor, and thereupon Moss on the 24th of October, 1890, filed that relinquishment in the local land office, and made a homestead entry in her own name. April 22, 1891, she appeared on the laud, commenced the construction of a house, and occupied it when finished. A contest between the two as to which had the right to acquire title was finally settled by the Secretary of the Interior in favor of Dowman. Held, that the decision of the Secretary-was correct.
On March 17, 1897, a patent was issued to the appellee, defendant below, for the southeast one quarter of section 22, in township 65 north, of range 4 west of the fourth principal meridian, in the State of Minnesota. Thereafter, and on March 23, 1897, the appellant, plaintiff below, filed her bill in the Circuit Court of the United States for the District of Minnesota, seeking to charge the defendant as trustee of the legal title for her benefit. To the bill as thus presented a demurrer was filed, which, on November 4, 1897, was sustained by the Circuit Court, and the bill dismissed. On appeal to the Circuit Court of Appeals for the Eighth Circuit this decree was, on June 27, 1898, affirmed, 60 U. S. App. 69, and to review this decision this appeal was taken.
The title of defendant, as disclosed by the bill and exhibits, is as follows: On September 19, 1890, he went upon the premises in controversy, then unoccupied, built a cabin, and continued to live therein (having on November 18, 1890, made formal homestead entry in the local land office) during all the proceedings in the land department, hereinafter stated, an until he had completed five years of occupancy, and then upon proof of such continued occupancy was awarded an received a patent on account of his homestead entry and occu pation. The claim of the plaintiff on the other hand rests upon an entry in the land office prior to that of defendant, followed by a settlement on the land later than his. w>® 1885 to 1890 this tract, though never settled upon or occupm by any one, was the subject of repeated entries at the oca land office, such entries being made under the homestea ajb the later ones being as follows : On May 7, 1890, Robert . Doran made a homestead entry. Subsequently, the plain i paid to Doran the sum of one thousand dollars for a relinquis p. 415ment of his homestead entry, and on the 24th day of October, 1890, she filed in the local land office that relinquishment, and at the same time made a homestead entry in her own name. On April 22, 1891, two days less than six months after her entry, she appeared on the land, with assistants, material, furniture, etc., and commenced the construction of a home, completed and occupied the same. A contest between the plaintiff and defendant in reference to the right to acquire title to this property was initiated in the local land office, and carried by appeal to the Commissioner of the General Land Office, and finally to the Secretary of the Interior, resulting in a decision by the latter on December 19, 1894, in favor of the defendant; and in pursuance thereof the patent was issued to him.
-3/r. James K. Redington for appellant. Mr. Thomas J. Davis was bn his brief.
Mr. Charles A. Towne for appellee, submitted on his brief.
* Mr . Justic e Brewer delivered the opinion of the court.
Repeated rulings of this court have settled that the decisions of the land department in contest cases on questions of fact are conclusive.
Defendant by taking actual possession on September 19, 890, his entry in the land office on November 18, 1890, his continued occupation and proof thereof, was entitled to the patent which was thereafter issued to him, unless other facts ound by the department show that as matter of law a superior right was vested in the plaintiff. Such facts it is con-en ed are the successive formal entries in the land office unaccompanied by any actual possession of the land. It may e well to state some of these in detail: On May 11, 1888, folowing similar prior action, Lyman E. Thayer, of Wausau, isconsin, made a homestead entry. On November 10, 1888, ay less than six months thereafter, Thayer relinquished, p. 416and Julia McCarty made a like entry. On May 9, 1889, one day less than six months thereafter, McCarty relinquished, and Napoleon B. Thayer made a like entry. On November 9, 1889, exactly six months thereafter, Thayer relinquished, and John A. Murphy made a similar entry. On May 7,1890, two days less than six months thereafter, Murphy relinquished, and Robert H. Doran made a like entry. On October 24, 1890, Carrie Moss paid Doran one thousand dollars for a relinquishment of his entry, and on the same day, having obtained that relinquishment, she filed it in the land office and made her entry. Thereafter, and on April 22,1891, two days before the expiration of six months, she went upon the land, and made improvements in the way of building and otherwise. As the Secretary says in his opinion: “Although numerous persons have made homestead entry of this land, none appear to have done so in good faith, for none appear to have made any settlement during the period of five years in which it was entered and relinquished every six months.” In other words, the findings of fact made by the land department show that the first person who made actual settlement upon the premises was the defendant, that his settlement and occupation continued for the term prescribed by the statute, and therefore that such settlement and occupation thus continued ent* tied him to a patent unless defeated by these proceedings in the nature of entries without settlement. In respect to them it was found that for five years this tract had been subjected to repeated entries, each entry made within six months of the prior entry and accompanied by a relinquishment of such prior entry, and thus for five years the land, without any settlement, without any occupation, was a football for homestead speculators, and withdrawn from actual settlement.
Counsel for appellant thus states the que'stion:
“ The application of supposed law to this state of fact, in the determination by the Secretary of the Interior of the rights of the litigants respectively, was as follows:
“ ‘ The only question to determine in this case is, whether Dowman was a settler in good faith at the time Doran’s relmquishment was placed on file in the local,office. For, althoug
Doran’s entry was erroneously allowed, being of record it segregated the land, and therefore no right could be initiated by reason of the settlement. But the instant the relinquishment was filed in the local office, the right of the settler on the land attached and an entry could not defeat it.
*****
“‘In view of these facts and that no evidence has been introduced which shows that Dowman’s settlement was not in good faith, under the established rulings of this department the settler Dowman’s rights attached instantly on the filing of Doran’s relinquishment, and is therefore superior to Moss’s entry.’
“Upon this application of law to ascertained facts as recited, and upon no other or different facts, patent issued to appellee as hereinbefore recited.”
We are content to take this statement, and upon it are clearly of the opinion that the decision of the land department was correct. The obvious purpose of the preemption and homestead statutes of the United States is to secure to the actual settler the land upon which he has settled, and to give him the prior right to perfect title by purchase or continued occupation. While undoubtedly under the provisions of the statutes and the regulations of the land department there are at times opportunities for a speculator to obtain title to public lands, it must be always remembered that in the eye of the public land laws of the United States the speculator is never an object of favor. Preemption and homestead laws were enacted for the benefit of the actual settler, and to that end they should be construed and administered. The plaintiff herein contends that this tract of land was withdrawn for five years from settlement by mere successive entries in the land office, and could be kept thus with-rawn in the future indefinitely, while speculators wait such,
time as it becomes convenient to them to perfect title by setement and occupation. The proposition thus made is so
o ensive to the spirit and purpose of the land laws of the nited States that unless the statutes make such a result necessary from a true construction of their language it ought to
VOL. CLXXVI—27
be rejected. Again and again has this court affirmed the proposition that the settler is the beneficiary of the preemption and homestead laws of the United States. In Lytle v. Arkansas, 9 How. 314, 333, it was said:
“ The claim of a preemption is not that shadowy right which by some it is considered to be. Until sanctioned by law, it has no existence as a substantive right. But when covered by the law, it becomes a legal right, subject to be defeated only by a failure to perform the conditions annexed to it. It is founded in an enlightened public policy, rendered necessary by the enterprise of our citizens. The adventurous pioneer, who is found in advance of our settlements, encounters many hardships and not infrequently dangers from savage incursions. He is generally poor, and it is fit that his enterprise should be rewarded by the privilege of purchasing the favorite spot selected by him, not to exceed 160 acres. That this is the national feeling is shown by the course of legislation for many years.”
So also in Clements n . Warner, 24 How. 394, 397:
“ The policy of the Federal government in favor of settlers upon public lands has been liberal. It recognizes their superior equity to become the purchasers of a limited extent of land, comprehending their improvements, over that of any other person.”
“ Those lawTs are intended for the benefit of persons making a settlement upon the public lands, followed by residence and improvement and the erection of a dwelling thereon.”
“The theory of the homestead law is, that the homestea shall be for the exclusive benefit of the homesteader. • • • The law contemplates five years’ continuous occupation by-the homesteader, with no alienation except for the name purposes.”
These quotations might be multiplied, and nothing contra w tory thereof can be found in our decisions. Their oft repe i tion simply accentuates the proposition heretofore stated, t a the actual settler is the one for whose benefit the homestea and preemption laws were enacted.
Counsel say that “ a prima facie valid entry of record operates to appropriate the land covered thereby and to reserve it pending the existence of such prior entry from all subsequent disposition; ” that by analogy to express statutory provisions, a homestead entry without settlement is adjudged to be operative for six months; “ that from 1859 to 1885, a period of over twenty-six years, an uninterrupted chain of cases held that no right upon cancellation of an entry inured by reason of a settlement made during its existence; that to hold otherwise would be to enable a trespasser to benefit by his own wrong, and that any such pretended claim was invalid and of no effect against another entry made at the time of cancellation.”
We deem it unnecessary to consider the correctness of these rulings or the power of the land department to secure to one who has made a formal entry a certain length of time in which to perfect his settlement and improvement. The Revised Statutes in terms give no such right. It is true that section 5 of the act of May 20, 1862, c. 75, 12 Stat. 392, 393, carried into the Revised Statutes as section 2297, provides —
“ If at any time after the filing of the affidavit, as required in section twenty-two hundred and ninety, and before the expiration of the five years mentioned in section twenty-two hundred and ninety-one, it is proved, after due notice to the settler, to the satisfaction of the register of the land office, that the person having filed such affidavit has actually changed his residence, or abandoned the land for more than six months at any time, then and in that event the land so entered shall revert to the Government.”
But that section simply authorizes the Government to annul an entry if thereafter it appears that the homesteader has actually changed his residence or abandoned the land for more than six months. But the very phraseology, “ changing residence,” abandoning land,” implies a settlement on the land which is changed and abandoned, and does not authorize a waiting for settlement and occupation. Ou the other hand, section 2291, ev< providing for final proof, requires an affidavit that e applicant has “ resided upon or cultivated the same for the erm ^ve years immediately succeeding the time of filing p. 420the affidavit.” In other words, the one section contemplates an immediate settlement and occupation, and the other provides for temporary abandonment.
It is also true that on March 3, 1881, said section 2297 was amended by adding this proviso:
“ That where there may be climatic reasons the Commissioner of the General Land Office may, in his discretion, allow the settler twelve months from the date of filing in which to commence his residence on said land under such rules and regulations as he may prescribe.” Act of March 3,1881, c. 153, 21 Stat. 511.
But this contemplates a separate ruling for specific reasons in particular cases, and no such ruling was applied for in the present case. It may be argued, it is true, that in view of the practice of the department it was a Congressional recognition of its validity and an enlargement of the time in the particular cases specified.
But, as we have said, we do not feel called upon to decide upon the validity of any ruling or practice which secures to one making a homestead entry the right to perfect that entry by subsequent settlement and occupation.
In the case at bar every right which Doran possessed was ended on October 24, 1890, by the filing of his relinquishment in the local land office. The act of May 14, 1880, c. 89,21 Stat. 140, provides: “ That when a preemption, homestead or timber culture claimant shall file a written relinquishment of his claim in the local land office, the land covered by such claim shall be held as open to settlement and entry without further action on the part of the Commissioner of the General Lan Office.”
At the moment of filing that relinquishment, Dowman, t e defendant, was a settler in occupation of the tract, and Moss, t e plaintiff, made her application to enter, and the question is as to the relative rights, at the moment the land becomes open to entry, of one a settler in actual occupation and one making a formal entry in the land office. For reasons heretofore state , we have no doubt that the settler is entitled to preference, is true he must perfect his right of settlement by making an p. 421entry in the land office, and section 3 of the act of May 14,1880, 21 Stat. 140, heretofore referred to, provides:
“That any settler who has settled, or who shall hereafter settle, on any of the public lands of the United States, whether surveyed or unsurveyed with the intention of claiming the same under the homestead laws, shall be allowed the same time to file his homestead application and perfect his original entry in the United States land office as is now allowed to settlers under the preemption laws to put their claims on record, and his right shall relate back to the date of settlement, the same as if he settled under the preemption laws.”
Within less than thirty days from the filing of Doran’s relinquishment Dow man made a formal entry in the land office, and that entry, based upon actual possession, is entitled to preference over an entry without possession.
Whenever a homestead entry has been made, followed by no settlement or occupation on the part of the one making the entry, and that homestead entry has by lapse of time or relinquishment, or otherwise, been ended, any one in actual possession as a settler and occupier of the land has a prior right to perfect title thereto. We indorse in this respect what was said by the learned judge of the Circuit Court:
“ That Dowman had acquired no rights by his settlement prior to Doran’s relinquishment, and might as respects Doran have been regarded as a trespasser, makes no difference. When Doran relinquished Dowman ceased to be a trespasser, and was not only an actual, but a lawful settler. There was no evidence of mala fides about Dow man’s settlement which s ould affect its legality when the time came for a right to attach to it under the land laws. Neither Doran nor any of t e long line of speculative homesteaders who had kept up o mgs by entries and relinquishments every six months a ever appeared on the land. The object of the homestead aws is not to encourage speculation, but settlement, and if owman knew all the antecedent facts he might well expect at an actual settler would acquire the right to the land, aw ully, upon the next relinquishment, and make his settle-
Counsel for Parties.
ment as the Secretary finds as a fact that it was made — in good faith.”
For these reasons we are of opinion that the judgment of the Court of Appeals was right, and it is Affirmed
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